Revolutionizing Wire Transfer Reporting with Lakeside Integration

In the fast-paced world of finance, optimizing processes and ensuring compliance with regulations are crucial. That’s why we’re excited to announce a new feature that will save you time, reputation, and money: wire transfer reporting through our new integration with Lakeside, a banking firm specializing in processing wire transfer transactions. This integration represents a leap…

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Management Roles on the ETNA Trader: Administrators, Supervisors, and Operators

  At ETNA, we acknowledge the importance of well-defined roles in ensuring the smooth operation of broker activities. To facilitate this, we have established three key management roles within our platform, each designed with specific responsibilities and access levels to address the varied needs of our platform’s ecosystem: Administrators: The Comprehensive Platform Managers Administrators are…

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Introducing Mediant Electronic Documents

  Take a step towards operational efficiency, data security, and environmental responsibility by adopting electronic account statements, trade confirmations, and tax lots. We collaborated with Mediant to provide a solution for managing documents digitally, ensuring a smooth and secure transition to a paperless future, that comes with a list of benefits: Accessibility: Electronic documents can…

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2FA Day Secure Reminder

With the upcoming annual 2FA day (the 2nd of FebruAry), ETNA is reminding you of the significance and crucial benefits of utilizing Two-Factor Authentication, a cybersecurity best practice. Enabling 2FA using ETNA products is fast and simple: Choose a 2FA Method: Options include receiving a code via SMS, email, or mobile push notification. Update Your…

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Effortlessly Generate 606 Reports From Multiple Execution Venues

  Are you a broker dealing with multiple execution venues? If so, this post for you. For those working with a single venue, you might find this information valuable for future reference. As a broker, you’re required to submit Rule 606 reports to the SEC quarterly. While each execution venue provides its own report, the…

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Introducing ETNA’s Staging Blotter: Optimizing Order Execution

  ETNA is proud to unveil its latest innovation, the Staging Blotter, designed to enhance the efficiency of order execution by breaking down substantial orders into smaller, more manageable components before they hit the market. How does it operate?  Directly routing sizable orders to the market can have an effect on the market, leading to…

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CAT and CAIS reporting

ETNA offers a comprehensive suite of tools for the purpose of Consolidated Audit Trail (CAT) and Customer and Account Information System (CAIS) reporting, which are fully compliant with FINRA regulations. These tools effectively address the complete range of reporting requirements for broker-dealers.

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ETNA Trader Supports ACATS

Automated Customer Account Transfer Service

It is a common request from traders to transfer assets from their accounts within other brokerage firms to the firm running the ETNA Trader platform. Now, it is possible to do so digitally with the Automated Customer Account Transfer Service (ACATS). This eliminates the need to sell stocks with the current broker and then invest…

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ETNA Trader integration with Trulioo

ETNA Trader offers broker-dealers a comprehensive digital account opening solution that includes a secure method for reviewing and verifying client personal data. To expedite the KYC (Know Your Customer) verification process, we have designed our platform to allow the transfer of data from account opening questionnaires to third-party identity verification providers. We are pleased to…

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Introducing ETNA Trader BackOffice Update

ETNA BackOffice html5 interface update

Platform updates in August: We have improved the structure of the BackOffice interface, optimized the use of RAM and made other improvements.   What’s new in ETNA platform: BackOffice was entirely ported to html5 designed the interfaces for users with disabilities perfected the structure of the interface improved the security of operations and critical data…

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