IPO/UIT Trading opportunity for Broker-Dealers with ETNA White Label Trading platform and Click Markets partnership 

Market Opportunity

The integration of ETNA Trading Platform with Click Markets opens up unprecedented access to a massive market:

• $411 Billion US IPO market (1,500+ issuances in 2021)
• $73 Billion US UIT market
• $5 Trillion in unmet international demand for US investment products
• Significant revenue potential for broker-dealers

Revenue Generation Potential

Broker-dealers can capitalize on attractive commission structures:

• IPO transactions: 1.5% commission ($37.50 per $2,500 order)
• UIT offerings: 1.0% commission ($25.00 per $2,500 order)
• CEF offerings: 1.0% commission ($25.00 per $2,500 order)

Streamlined Trading Process

The integrated solution provides:

1. Order Entry & Routing

• Seamless user experience through ETNA platform
• Direct API integration with Click Markets
• Real-time market data via NFN (Nasdaq fund network)

2. Processing & Settlement

• Automated order aggregation and allocation
• Integration with Click’s clearing firm (Apex Clearing)
• DTC-eligible securities for efficient settlement

3. Back Office Integration

• Automated position transfer
• Streamlined allocation instructions
• Complete audit trail

Key Benefits for Broker-Dealers

1. Enhanced Product Offering

• Access to previously restricted IPO allocations
• Diverse UIT investment options
• Expanded product suite for retail clients

2. Operational Efficiency

• Fully automated trading process
• Integrated compliance monitoring
• Reduced operational overhead

3. Revenue Growth

• New commission streams
• Increased client engagement
• Cross-selling opportunities

Implementation Advantages

• Quick integration timeline
• Minimal technical requirements
• Full support from ETNA’s implementation team
• Comprehensive training and documentation

Take Action

Don’t miss out on this opportunity to transform your brokerage offering. Contact ETNA today to schedule a demo and learn how our integrated IPO and UIT solution can benefit your business.

Visit www.etnasoft.com or contact our sales team to get started.