Back Office Solutions
Manage orders, clients, and compliance efficiently with tools tailored for brokerage operations
Back office tools for brokers and advisors
Order Management System (OMS)
Oversee the complete trade lifecycle and manage orders efficiently
Order Blotter Views
View, filter, and manage client orders across all accounts in one interface
Routing Rules
Direct trades to optimal execution venues based on predefined conditions (e.g., asset types or client profiles)
Order Adjustment Tools
Edit, hold, or cancel orders directly within the back-office system
Clearing and Custodian Integrations
Connect with clearing firms and custodians to manage settlements, confirmations, and SOD/EOD data
SOD/EOD Data Integration
Automatically import Start-of-Day and End-of-Day files for accurate balances and positions
Trade Confirmations
Receive and reconcile execution confirmations from clearing partners for accurate post-trade processing
Custodial Account Support
Enable account setup, asset transfers, and balance tracking with clearing and custody integrations.
User and Account Management
Centralize client onboarding, user data, and account operations
Client Registration and KYC
Automate account setup and ensure compliance with verification requirements.
Commission Engine
Apply flexible commission structures per investor or group for transparent billing
User Access and Permissions
Assign and control user roles and access levels dynamically
Account Transactions
Manage deposits, withdrawals, and updates to client accounts seamlessly
Risk, Reporting and Compliance
Combine regulatory obligations, reporting capabilities, and risk management into one hub
Regulatory Reporting
Automate the creation of compliance reports, including CAT
Custom Report Builder
Develop financial, operational, or compliance reports tailored to business needs
Audit Trails
Maintain logs of all system activities for transparency and regulatory audits
Risk Management Engine
Check orders against configurable constraints to ensure compliance and reduce exposure
Securities Management and Customization
Enable tailored operations and control securities within the platform
Securities Management
Enable or disable securities and manage updates for IPOs and corporate actions
Global Configuration Tools
Apply operational settings globally or customize for specific client groups
White-Label Customization
Personalize branding, workflows, and interfaces to reflect your business identity
