Provide clients with new investment options to diversify their portfolios
Give clients access to initial and secondary
market opportunities
Give clients access to initial and secondary
market opportunities
Offer clients access to fixed portfolio
of stocks or bonds
Offer clients access to fixed portfolio
of stocks or bonds
Initial Public Offerings (IPOs) provide your clients with opportunities to invest in new public companies
400+ IPOs and offerings annually
Access a wide range of IPOs and secondary offerings each year
50+ leading underwriters access
Connect to IPOs through top underwriting firms
Real-time alert system
Receive updates on registration, pricing, and timing for key IPOs
Research and order dashboard
Access prospectus analysis, order processing, and a dashboard to monitor activity and history
UITs provide your clients with access to fixed portfolios of securities, including stocks, bonds, and more
Diverse investment strategies
Access a variety of UITs tailored to different sectors and investment goals
Transparency in holdings
Invest in a fixed portfolio, giving clients a clear view of their assets
Real-time alert system
Receive updates on new UIT offerings, including registration, pricing, and availability
Research and Order Platform
Utilize a simple app for prospectus research and efficient order processing
Equity Income
Taxable Income
Hybrid
Thematic
Tax-Exempt Income
Asset Allocation
Global
Sector-Focused
Target Outcome
Focuses on generating dividend income through a portfolio of stocks, real estate, and other income-focused assets
Invests in government and corporate bonds to generate consistent income, which may be subject to taxes
Combines stocks and bonds to create a diversified portfolio with a balanced approach
Invests in companies aligned with specific themes, such as technology or sustainability
Consists of municipal bonds that offer income exempt from federal taxes
Diversifies across investment styles and asset classes for improved portfolio balance and allocation
Offers exposure to non-U.S. companies, providing global diversification and potentially higher risk
Concentrates on particular industry sectors to capture growth opportunities within specific markets
Structured to achieve specific return targets, often with capped gains and downside protection
Add new investment options
to attract diverse clients
Help clients achieve targeted
financial outcomes
Generate additional income with expanded investment options
